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RFC 1768 


Network Working Group                                          D. Marlow
Request for Comments: 1768                                       NSWC-DD
Category: Experimental                                        March 1995


              Host Group Extensions for CLNP Multicasting

Status of this Memo

   This memo defines an Experimental Protocol for the Internet
   community.  This memo does not specify an Internet standard of any
   kind.  Discussion and suggestions for improvement are requested.
   Distribution of this memo is unlimited.

Abstract

   This memo documents work performed in the TUBA (TCP/UDP over Bigger
   Addresses) working group of IPng area prior to the July 1994 decision
   to utilize SIPP-16 as the basis for IPng.  The TUBA group worked on
   extending the Internet Protocol suite by the use of ISO 8473 (CLNP)
   and its related routing protocols.  This memo describes multicast
   extensions to CLNP and its related routing protocols for Internet
   multicast use.  Publication of this memo does not imply acceptance by
   any IETF Working Group for the ideas expressed within.

   This memo provides a specification for multicast extensions to the
   CLNP protocol similar to those provided to IP by RFC1112.  These
   extensions are intended to provide the mechanisms needed by a host
   for multicasting in a CLNP based Internet.  This memo covers
   addressing extensions to the CLNP addressing structure, extensions to
   the CLNP protocol and extensions to the ES-IS protocol.  An appendix
   discusses the differences between IP multicast and the CLNP multicast
   approach provided in this memo.

Acknowledgments

   The specification provided here was developed by a number of
   individuals in the IETF TUBA working group as well as the ANSI X3S3.3
   and ISO SC6 WG2 committees.  Key contributions were made by Steve
   Deering, Joel Halpern, Dave Katz and Dave Oran.











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RFC 1768                   CLNP Multicasting                  March 1995


Table of Contents

   1.  Introduction ..........................................  2
   2.  Levels of Conformance..................................  3
   3.  Group Network Addresses................................  4
   4.  Model of a CLNP End System Multicast Implementation....  8
   5.  Extensions to the CLNP Protocol........................  8
   6.  Extensions to the ES-IS Routeing Protocol ............. 15
   7.  Security Considerations ............................... 39
   Appendix A.  Differences with RFC 1112 .................... 40
   Appendix B.  Issues Under Study ........................... 43
   References ................................................ 44
   Author's Address .......................................... 45

1.      Introduction

   This memo provides a specification for multicast extensions for CLNP
   in order to provide a CLNP based Internet the capabilities provided
   for IP by RFC 1112 (Host Extensions for IP Multicasting) [RFC1112].
   This memo uses an outline similar to that of RFC 1112.

   Paraphrasing RFC 1112, "CLNP multicasting is the transmission of a
   CLNP datagram to a "host group", a set of zero or more End Systems
   identified by a single group Network address (GNA). A multicast
   datagram is delivered to all members of its destination host group
   with the same "best-efforts" reliability as regular unicast CLNP
   datagrams, i.e., the datagram is not guaranteed to arrive intact at
   all members of the destination group or in the same order relative to
   other datagrams.

   "The membership of a host group is dynamic; that is End Systems may
   join and leave groups at any time. There is no restrictions on the
   location or number of members in a host group. An End System may be a
   member of more than one group at a time. An End System need not be a
   member of a group to send datagrams to it.

   "A host group may be permanent or transient. A permanent group has an
   administratively assigned GNA. It is the address, not the membership
   of the group, that is permanent; at any time a permanent group may
   have any number of members, even zero.

   "Internetwork forwarding of CLNP multicast datagrams is handled by
   "multicast capable" Intermediate Systems which may be co-resident
   with unicast capable Intermediate Systems.

   The multicast extensions to the CLNP addressing structure defines
   group Network addresses which identify host groups.  The multicast
   extensions to CLNP provides a means for identifying a CLNP packet and



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RFC 1768                   CLNP Multicasting                  March 1995


   provides scope control mechanisms for CLNP multicast packets. The
   multicast extensions to the ES-IS protocol provide the mechanisms
   needed for a host to exchange control information with multicast
   capable routers.  These extensions to the ES-IS protocol provide for
   a host to "announce" which multicast packets are of interest and for
   a multicast capable router to dynamically "map" group Network
   addresses to subnetwork addresses.

   This memo specifies the extensions required by an End System to make
   use of CLNP multicast. In addition the requirements placed upon
   multicast capable Intermediate Systems to exchange information with
   multicast capable End Systems is specified. No specifications are
   provided related to the information exchanges between Intermediate
   Systems to support multicast route selection or multicast Protocol
   Data Unit (PDU) forwarding. A discussion of multicast route selection
   and PDU forwarding has been written by Steve Deering [Deering91].
   Note that for these multicast extensions to work there must exist an
   uninterrupted path of multicast capable routers between the End
   Systems comprising a host group (such paths may utilize tunneling
   (i.e., unicast CLNP encapsulated paths between multicast capable CLNP
   routers)).   In order to support multicast route selection and
   forwarding for a CLNP based internet additional specifications are
   needed. Specifications of this type could come in the form of new
   protocols, extensions to the current CLNP based routing protocols or
   use of a technique out of the IETF's Inter-Domain Multicast Routing
   (IDMR) group. The IDMR group is currently investigating multicast
   protocols for routers which utilize a router's unicast routing
   protocols, this approach may extend directly to CLNP routers.

   While many of the techniques and assumptions of IP multicasting (as
   discussed in RFC 1112) are used in CLNP multicasting, there are
   number of differences. Appendix A describes the differences between
   CLNP multicasting and IP multicasting. This memo describes techniques
   brought in directly from projects within ISO to incorporate multicast
   transmission capabilities into CLNP [MULT-AMDS].

2.      Levels of Conformance

   There are three levels of conformance for End Systems to this
   specification:

   Level 0: no support for CLNP multicasting.

   There is no requirement for a CLNP End System (or Intermediate
   System) to support CLNP multicasting. Level 0 hosts should be
   unaffected by the presence of multicast activity. The destination
   addresses used in support of multicast transfers, the GNA, should not
   be enabled by a non-multicast capable End System and the PDUs



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RFC 1768                   CLNP Multicasting                  March 1995


   themselves are marked differently than unicast PDUs and thus should
   be quietly discarded.

   Level 1: support for sending but not receiving CLNP multicast PDUs.

   An End System originating multicast PDUs is required to know whether
   a multicast capable Intermediate System is attached to the
   subnetwork(s) that it originates multicast PDUs (i.e., to determine
   the destination SNPA (subnet) address). An End System with Level 1
   conformance is required to implement all parts of this specification
   except for those supporting only Multicast Announcement.  An End
   System is not required to know the current Multicast Address Mapping
   to start originating multicast PDUs.

   Note: It is possible for End System not implementing Multicast
   Address Mapping to successfully originate multicast PDUs (but with
   the End System knowing of the existence of a multicast capable
   Intermediate System). Such operation may lead to inefficient
   subnetworks use.  Thus when an End System continues (or may continue)
   to originate multicast PDUs destined for the same group,
   implementations are to provide Multicast Address Mapping support.

   Level 2: full support for CLNP multicasting.

   Level 2 allows a host to join and leave host groups as well as send
   CLNP PDUs to host groups. It requires implementation by the End
   System of all parts of this specification.

3.      Group Network Addresses

   Individual Network addresses used by CLNP for End System addressing
   are called Network Service Access Points (NSAPs). RFC 1237 defines
   the NSAP address for use in the Internet. In order to provide an
   address for a group of End Systems, this specification does not
   change the definition of the NSAP address, but adds a new type of
   identifier - the group Network address - that supports a multicast
   Network service (i.e., between a single source NSAP, identified by an
   individual Network address, and a group of destination NSAPs,
   identified by a group Network address). Host groups are identified by
   group Network addresses.

   In the development of multicast address extensions to CLNP,
   requirements were identified for: (1)"easily distinguishing" group
   addresses at the Network layer from NSAP addresses; (2)leaving the
   currently allocated address families unaffected and (3)ensuring that
   the approach taken would not require the establishment of new
   addressing authorities. In addition, it was agreed that providing
   multicast options for all OSI Network layer users was desirable and



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RFC 1768                   CLNP Multicasting                  March 1995


   thus the group Network addressing solution should support options for
   all address formats covered by ISO/IEC 8348 | CCITT Recommendation
   X.213. The only viable means identified for meeting all requirements
   was via creating a new set of AFI values with a fixed one-to-one
   mapping between each of the existing AFI values and a corresponding
   group AFI value.

   Group Network addresses are defined by creating a new set of AFI
   values, one for each existing AFI value, and a fixed one-to-one
   mapping between each of the existing AFI values and a corresponding
   group AFI value. The syntax of a group Network address is identical
   to the syntax of an individual Network address, except that the value
   of the AFI in an individual Network address may be only one of the
   values already allocated for individual Network addresses, whereas
   the value of the AFI in a group Network address may be only one of
   the values allocated here for group Network addresses. The AFI values
   allocated for group Network addresses have been chosen in such a way
   that they do not overlap, in the preferred encoding defined by
   ISO/IEC 8348 | CCITT Recommendation X.213, with any of the AFI values
   that have already been allocated for individual Network addresses.

3.1     Definitions

   group Network address: an address that identifies a set of zero or
   more Network service access points; these may belong to multiple
   Network entities, in different End Systems.

   individual Network address: an address that identifies a single NSAP.

3.2     CLNP Addresses

   A discussion of the CLNP address format is contained in RFC 1237. The
   structure of all CLNP addresses is divided into two parts the Initial
   Domain Part (IDP) and the Domain Specific Part (DSP). The first two
   octets of the IDP are the Authority and Format Identifier (AFI)
   field. The AFI has an abstract syntax of two hexadecimal digits with
   a value in the range of 00 to FF. In addition to identifying the
   address authority responsible for allocating a particular address and
   the format of the address, the AFI also identifies whether an address
   is an individual Network address or a group Network address. There
   are 90 possible AFI values to support individual Network address
   allocations. In addition, when the AFI value starts with the value
   "0" this identifies that the field contains an incomplete individual
   Network address (i.e., identifies an escape code).

   Table 1 allocates 90 possible AFI values to support group Network
   address allocations. In addition if the first two digits of the IDP
   are hexadecimal FF, this indicates the presence of an incomplete



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RFC 1768                   CLNP Multicasting                  March 1995


   group Network address. The allocation of group addresses is
   restricted to be only from the AFI values allocated for the
   assignment of group addresses in Table 1. An addressing authority in
   allocating either Network addresses or authorizing one or more
   authorities to allocate addresses, allocates both individual and the
   corresponding group addresses. Thus each block of addresses allocated
   by an addressing authority (or its sub-authority) contains a block of
   individual Network addresses and group Network addresses.  The
   individual and group address block allocated are differentiated by
   the AFI values used which are related as shown in Table 1.

   Group Network addresses are only used as the destination address
   parameter of a CLNP PDU. Source Address parameters are never
   permitted to be group Network addresses.

   Table 2 lists the AFI values which have not been assigned, at this
   time, for the support of neither individual nor group address
   allocation. Future assignment of these AFI values is possible.
   Additional information concerning individual Network addresses (i.e.,
   NSAP and NET (Network Entity Titles)) is contained in RFC 1237.

   Note: While the format of the Initial Domain Part of a group Network
   address is assigned, the format for the Domain Specific Part of the
   group Network address is specified by an addressing authority and is
   out of the scope of this memo.  While NSAP address assignments are
   typically made to support hierarchical unicast routing, a similar
   consideration for group Network address assignments may not exist.
























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RFC 1768                   CLNP Multicasting                  March 1995


         TABLE 1 - Relationship of AFI Individual and Group Values
        -----------------------------------------------------------
        |Individual  Group | Individual  Group | Individual Group |
        -----------------------------------------------------------
        | 0x           FF  |                   |                  |
        | 10           A0  |     40        BE  |     70       DC  |
        | 11           A1  |     41        BF  |     71       DD  |
        | 12           A2  |     42        C0  |     72       DE  |
        | 13           A3  |     43        C1  |     73       DF  |
        | 14           A4  |     44        C2  |     74       E0  |
        | 15           A5  |     45        C3  |     75       E1  |
        | 16           A6  |     46        C4  |     76       E2  |
        | 17           A7  |     47        C5  |     77       E3  |
        | 18           A8  |     48        C6  |     78       E4  |
        | 19           A9  |     49        C7  |     79       E5  |
        | 20           AA  |     50        C8  |     80       E6  |
        | 21           AB  |     51        C9  |     81       E7  |
        | 22           AC  |     52        CA  |     82       E8  |
        | 23           AD  |     53        CB  |     83       E9  |
        | 24           AE  |     54        CC  |     84       EA  |
        | 25           AF  |     55        CD  |     85       EB  |
        | 26           B0  |     56        CE  |     86       EC  |
        | 27           B1  |     57        CF  |     87       ED  |
        | 28           B2  |     58        D0  |     88       EE  |
        | 29           B3  |     59        D1  |     89       EF  |
        | 30           B4  |     60        D2  |     90       F0  |
        | 31           B5  |     61        D3  |     91       F1  |
        | 32           B6  |     62        D4  |     92       F2  |
        | 33           B7  |     63        D5  |     93       F3  |
        | 34           B8  |     64        D6  |     94       F4  |
        | 35           B9  |     65        D7  |     95       F5  |
        | 36           BA  |     66        D8  |     96       F6  |
        | 37           BB  |     67        D9  |     97       F7  |
        | 38           BC  |     68        DA  |     98       F8  |
        | 39           BD  |     69        DB  |     99       F9  |
        -----------------------------------------------------------















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RFC 1768                   CLNP Multicasting                  March 1995


            TABLE 2 - AFI values reserved for future allocation

                              --------------
                              |    1A-1F   |
                              |    2A-2F   |
                              |    3A-3F   |
                              |    4A-4F   |
                              |    5A-5F   |
                              |    6A-6F   |
                              |    7A-7F   |
                              |    8A-8F   |
                              |    9A-9F   |
                              |    FA-FE   |
                              --------------

4.      Model of a CLNP End System Multicast Implementation

   The use of multicast transmission by a CLNP End System involves
   extensions to two protocols: CLNP and the ES-IS Routeing Protocol. To
   provide level 0 service (no support for CLNP multicast), no
   extensions to these two protocols are required. To provide level 1
   service (support for sending but not receiving CLNP multicast PDUs)
   all extensions contained in the following sections are required
   except for those supporting only Multicast Announcement.  In order to
   support level 2 service (full support for CLNP multicasting), the
   extensions contained in the following sections are required.
   Extensions identified for Intermediate Systems are not required (or
   appropriate) for End Systems. Multicast transmission also requires
   the use of a group Network address (as previously described) as the
   destination address parameter.

5.      Extensions to the CLNP protocol

   This section provides extensions to the CLNP Protocol [CLNP] ISO
   8473-1, to support multicast transmission. These additions provide
   procedures for the connectionless transmission of data and control
   information from one network-entity to one or more peer network-
   entities.

   In developing the multicast extensions for CLNP a decision was needed
   on how to "mark" a packet as multicast (versus the current unicast
   packets).  Such marking is necessary since the forwarding behavior
   for multicast packets is different (e.g., multiple copies of a packet
   may need to be forwarded).  The two alternatives considered were to
   mark the packet (via a particular field) or to mark the destination
   address, in the end both were done.  The destination address for a
   multicast PDU identifies a host group which is of a very different
   nature  than the unicast NSAP address.  Rather than changing the



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RFC 1768                   CLNP Multicasting                  March 1995


   nature of NSAP addresses, a new set of addresses were created named
   group Network addresses which are marked within the first octet
   (i.e., the AFI field) with values reserved for group Network
   addresses.

   Consideration was given to no further marking of the PDU; however, a
   problem was identified with only using the group Network address to
   identify multicast packets.  Currently routers implementing the IS-IS
   Intra-Domain protocol as Level 1 routers when receiving a packet with
   an unknown destination address are permitted to either discard the
   packet or send it to a Level 2 router.  Such actions by non-multicast
   capable routers to multicast packets can lead to non-deterministic
   behavior.  Level 1 routers upon receiving a packet containing a group
   Network address might pass the packet up to a Level 2 router (which
   may or may not be multicast capable) or it might discard it.
   Depending upon the circumstances this might lead to whole regions
   missing packets or packet duplication (possibly even explosion).  The
   result was to seek deterministic behavior by non-multicast capable
   routers by creating a new PDU type (Multicast Data PDU) and inserting
   into the CLNP reasons for discard: receiving a PDU of unknown type.
   Note that this reason for discard is mandatory on multicast capable
   and non-multicast capable CLNP implementations.

5.1     Definitions

   multicast: Data transmission to one or more destinations in a
   selected group in a single service invocation.

   multicast capable Intermediate System: An Intermediate System which
   incorporates the multicast features of the Network layer.

5.2     Addresses

   The destination address parameter of a multicast PDU shall contain a
   group Network address. The source address parameter shall be an
   individual Network address.

5.3     Extensions to the current protocol functions

   In order to support multicast transmissions the following optional
   CLNP protocol functions will be implemented:

5.3.1   Header Format Analysis function

   The header format analysis function optionally provides capabilities
   to Network entities which support multicast transfer to supply
   applicable PDUs directly to End Systems served by such a Network
   entity as well as to forward such PDUs on to other Network entities.



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RFC 1768                   CLNP Multicasting                  March 1995


   This optional functionality is realized through a Network entity with
   multicast capability identifying a PDU as using multicast transfer
   via the PDU type and the PDU's destination address field.

   If a Network entity supports multicast transmission, then the header
   format analysis function shall provide checking to ensure that a PDU
   does not contain a group Network address in the source address field.
   Any PDU header analyzed to have a group address in the source address
   field shall be discarded.

5.3.2   Route PDU function

   The route PDU function optionally provides capabilities to Network
   entities which support multicast transfer for determining multiple
   Network entities to which a single PDU shall be forwarded to. This
   may result in multiple invocations of the forward PDU function and
   hence the need to make multiple copies of the PDU. For PDUs that are
   received from a different Network entity, the optional functionality
   for the route PDU function is realized as a result of the header
   format analysis function's recognition of the PDU as being a
   multicast PDU. A Network entity attached to more than one subnetwork
   when originating a multicast PDU is permitted to originate the PDU on
   more than one subnetwork.

   Note: The ES-IS function "Extensions to the ISO CLNP Route Function
   by End Systems" discussed in section 6.10 identifies on which
   subnetworks an End System attached to more than one subnetwork must
   originate multicast PDUs on.

   Note: The purpose in allowing an originating Network entity to
   originate a multicast PDU on multiple subnetworks is to support the
   development of multicast IS-IS protocols which will need to determine
   on which subnetworks a multicast PDU has visited.  This behavior is
   predicated on the assumption that the Intermediate Systems in the OSI
   environment performing multicast forwarding form a connected set.

5.3.3   Forward PDU function

   This function issues an SN-UNITDATA request primitive, supplying the
   subnetwork or Subnetwork Dependent Convergence Function (SNDCF)
   identified by the route PDU function with the protocol data unit as
   user data to be transmitted, the address information required by that
   subnetwork or SNDCF to identify the "next" system or systems within
   the subnetwork-specific addressing domain (this may be one or more
   Intermediate Systems and/or one or more destination End Systems), and
   quality of service constraints (if any) to be considered in the
   processing of the user data.




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RFC 1768                   CLNP Multicasting                  March 1995


5.3.4   Discard PDU function

   Add an additional reason for discard - a PDU is received with an
   unknown type code.

5.3.5   Error reporting function

   It is important to carefully control the use of the error reporting
   capability in the case of multicast transfers.  The primary concern
   is to avoid the occurrence of broadcast storms and thus a multicast
   PDU may not cause the origination of another multicast PDU. This is
   the primary reason that the source address is not permitted to be a
   group address. In addition, a multicast PDU with error reporting
   permitted can result in flooding the source network-entity (as well
   as the networks used) with Error Report PDUs.

   While error reports are permitted on multicast PDUs, a PDU with a
   group Network address in the source address field shall not be
   responded to with an Error Report. This is to ensure that a multicast
   PDU does not generate another multicast PDU. If the source address is
   identified as a group address then an error report PDU shall not be
   generated and the original PDU shall be discarded.

5.3.6   Source routing functions

   No source routing capability is provided for multicast PDU transfer.
   The NS provider shall not accept a multicast PDU with source route
   parameters.

5.4     Scope control function

5.4.1   Overview

   The scope control function is an option for multicast PDU forwarding
   only. The scope control function allows the originator to limit the
   forwarding of the multicast PDU. The scope control function provides
   the capability to limit the relaying of a particular PDU based on the
   individual Network addressing hierarchy and/or limit the amount of
   multicast expansion which can take place. In cases where both forms
   of scope control are applied to the same PDU, forwarding will cease
   once either has reached its scope control limit.

5.4.2   Prefix Based Scope Control

   The prefix based scope control function allows the originator to
   specify a specific set of address prefixes where the multicast
   forwarding of a PDU by an Intermediate System occurs only if one of
   the prefixes matches the Network Entity Title (NET) of the



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RFC 1768                   CLNP Multicasting                  March 1995


   Intermediate System. Prefix based scope control may be selected only
   by the originator of a PDU. Prefix based scope control is
   accomplished using one or more address prefixes held in a parameter
   within the options part of the PDU header. The length of this
   parameter is determined by the originating network entity, and does
   not change during the lifetime of a PDU.

   When an Intermediate System receives a multicast PDU containing a
   prefix based scope control parameter, forwarding is only performed if
   every octet of one of the prefixes contained in the prefix based
   scope control parameter matches that Intermediate System's NET,
   starting from the beginning of its NET. If no such prefix match
   exists, the Intermediate System discards the PDU. The error reporting
   function shall not be invoked upon PDU discard.

5.4.3   Radius Scope Control

   The radius scope control function allows the originator to specify a
   maximum logical distance where multicast expansion can occur. It is
   closely associated with the header format analysis function. Each IS
   receiving a multicast PDU which is capable of expanding and which
   contains a Radius Scope Control parameter, decrements the Radius
   Scope Control field in the PDU by an administratively set amount
   between 0 and the maximum value of the field.  An IS, when it
   decrements the Radius Scope Control field, shall place a value of 0
   into this field if its current value is less than the amount it is to
   decrement by.   This function determines whether the PDU received may
   be forwarded or whether its Radius has been reached, in which case it
   shall be discarded. An Intermediate System shall not forward a
   multicast PDU containing a Radius Scope Control parameter with a
   value of 0. The error reporting function shall not be invoked upon
   PDU discard.

5.4.3.1 Radius Scope Control Example

   The Radius Scope Control parameter is useful where policies have been
   established across the potential forwarding path.  One possible
   policy for Internet use is for multicast capable routers to treat
   this field as a hop count within a domain (decrement by one unit) and
   for inter-domain routers to either decrement this field to an even
   multiple of 256 when crossing domains where prior agreements have
   been made or decrement this field to 0 (i.e., discard the packet) for
   other domains.








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RFC 1768                   CLNP Multicasting                  March 1995


5.5     Structure and Encoding of PDUs

   Multicast transmission is accomplished via the transfer of Multicast
   Data (MD) PDUs. The PDU type code for a MD PDU is "1 1 1 0 1". The
   format of the MD PDU is identical to that of the Data (DT) PDU.   The
   MD and DT PDU may contain the same optional parameters with the
   following exceptions: (1)The source routing parameter is permitted
   within DT PDUs but not MD PDUs; and (2)The scope control parameter is
   permitted within MD PDUs but not DT PDUs.

5.6     Optional parameters for multicast support

5.6.1   Prefix Based Scope Control

   The prefix based scope control parameter specifies one or more
   address prefixes for which Intermediate System forwarding requires a
   match of one of the contained prefixes with the beginning of the
   Intermediate System's NET.

   Parameter Code:         1100 0100

   Parameter Length:       variable

   Parameter Value:        a concatenation of address prefix entries

   The parameter value contains an address prefix list. The list
   consists of variable length address prefix entries. The first octet
   of each entry gives the length of the address prefix denominated in
   bits that comprises the remainder of the entry.  If the length field
   does not specify an integral number of octets then the prefix entry
   is followed by enough trailing zeroes to make the end of the entry
   fall on an octet boundary.  The list must contain at least one entry.

   The prefix shall end on a boundary that is legal in the abstract
   syntax of the address family from which it is derived.  For example,
   the encoding of a prefix whose DSP is expressed in decimal syntax
   must end on a semi-octet boundary, while the encoding of a prefix
   whose DSP is expressed in binary syntax can end on an arbitrary bit
   boundary. If the end of the prefix falls within the IDP, then the
   prefix must end on a semi-octet boundary and must not contain any
   padding characters.

   Note: The length of the prefix based scope control parameter is
   determined by the originator of the PDU and is not changed during the
   lifetime of the PDU.






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RFC 1768                   CLNP Multicasting                  March 1995


5.6.1.1 Prefix matching

   A prefix that extends into the DSP shall be compared directly against
   the encoded NET address, including any padding characters that may be
   present.  A prefix which does not extend into the DSP shall be
   compared against the derived quantity NET', which is obtained from
   the NET address by removing all padding characters (as defined by the
   binary encoding process of ISO 8348).

   The existence of a match shall be determined as follows:

   a)   If the encoded NET (or NET') contains fewer bits than the pre-
        fix, then there is no match.

   b)   If the encoded NET (or NET') contains at least as many bits as
        the prefix, and all bits of the prefix are identical to the
        corresponding leading bits of the encoded NET (or NET'), there
        is a match.  Otherwise, there is no match.

5.6.2   Radius Scope Control

   The radius scope control parameter specifies the logical distance
   that a multicast PDU can be forwarded.

   Parameter Code:         1100 0110

   Parameter Length:       two octets

   Parameter Value:        two octets which represents the remaining
                           distance, that the PDU can be forwarded,
                           in administratively set units.

5.7     Provision of the Underlying Service

   For a subnetwork that provides an inherent multicast capability, it
   is the functionality of the SNDCF to provide the mapping between
   group Network addresses and the corresponding addressing capability
   of the subnetwork.

5.8      Conformance

   All of the extensions provided to the functions to support multicast
   capability are optional. For an End System or Intermediate System
   which is not multicast capable these extensions are not applicable.
   An implementation claiming conformance as a multicast capable End
   System shall meet all of the requirements for an End System which is
   not multicast capable and also provide all of the multicast
   extensions provided here. An implementation claiming conformance as a



Marlow                                                         [Page 14]

RFC 1768                   CLNP Multicasting                  March 1995


   multicast capable Intermediate System shall meet all of the
   requirements for an Intermediate System which is not multicast
   capable and also provide all of the multicast extensions provided
   here.

6.      Extensions to the ES-IS Routeing Protocol

   This section provides optional extensions to the ES-IS Routeing
   Protocol [ES-IS], ISO 9542 to support the transfer of multicast PDUs.
   It is an explicit goal of this specification that ESs and ISs, some
   of which will have multicast capabilities and some without, will be
   able to fully function on the same subnetworks. This specification
   does not change any aspect of a currently defined (i.e., non-
   multicast) ISO 9542 implementation, it adds new optional
   functionality not modifying current functionality. Two basic
   functions are provided: multicast announcement and multicast address
   mapping.

6.1     Overview of the protocol

6.1.1   Operation of ESs receiving multicast PDUs

   ESs, upon initialization and periodically thereafter, will construct
   End System Group Hello (ESGH) PDUs identifying, by particular group
   Network addresses, the multicast PDUs it wishes to receive. The ES
   will periodically originate (announce) these ESGH PDUs on the
   subnetwork it wishes to receive these on. Reporting the same group
   Network address on multiple subnetworks may result in the reception
   of duplicate PDUs. ES-IS operations related to requesting the same
   group Network address on multiple subnetworks are handled totally
   independently (e.g., using different logical timers,...). It is
   permitted for an ES to report a number of group Network addresses in
   the same ESGH PDU.  The only restrictions placed on providing
   multiple group Network addresses within the same ESGH PDU are that
   all packets requested are to be received on the same subnet, with the
   same holding time and that the ESGH PDU be of length equal to or less
   that its maximum packet size constraint.  Note that each group
   Network address in the ESGH PDU is paired with its own SNPA
   (subnetwork point of attachment) address.

   An ES will always have an SNPA address associated with each of its
   active group Network addresses. An SNPA address is a subnetwork
   address, in the case of a subnetwork which uses IEEE 802 addresses
   the SNPA address is a 48 bit IEEE 802 MAC (media access control)
   address.  Of particular interest is the address used to mark the
   destination group.  For a subnetwork using IEEE 802 addressing a
   group SNPA address uses a particular bit position to "mark" group
   SNPA addresses.



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RFC 1768                   CLNP Multicasting                  March 1995


   Upon initialization the ES may have static SNPA address associations
   (Pre-configured SNPA addresses). For any group Network address
   without a Pre-configured SNPA address that the ES wishes to receive,
   the ES will associate the "All Multicast Capable End Systems" SNPA
   address.  Upon receiving a Multicast Address Mapping (MAM) PDU
   containing a group Network address that the ES is announcing, the ES
   will use the SNPA address pairing contained in the MAM PDU for that
   group Network address. Upon the expiration of the Mapping Holding
   Timer, the ES shall revert back to associating either the Pre-
   configured SNPA address if one exists or the "All Multicast Capable
   End Systems" SNPA address for the specific group Network address.
   While an ES is permitted to listen in on other ESs announcements
   (needed for the damping option), an ES is not permitted to change its
   group Network address to SNPA address mapping based on the
   announcement of other ESs.

   Optionally, the ES may perform damping (resetting a Multicast
   Announcement Timer corresponding to a particular group Network
   address) if the conditions necessary to withhold a particular
   announcement are met. In order to perform damping the following
   conditions must be met: (1)The ES must be processing other ES's
   announcements; (2)An ESGH PDU is received that identifies the exact
   same group Network address and SNPA address pairing on a particular
   subnetwork that this ES is announcing on; (3) The Multicast Holding
   Timer parameter value in the ESGH PDU received is equal to or greater
   than the Multicast Holding Timer value, for this subnetwork, that is
   being used by the ES processing this ESGH PDU.

   ESs will utilize a local default value for their Multicast
   Announcement Timer to control the period for sending out their ESGH
   PDUs. The Active Multicast IS, if one exists on a particular
   subnetwork, may suggest a value for ESs on the subnetwork to use for
   their Multicast Announcement Timer for a specific group Network
   address. In order to support the optional damping function, ESs are
   required to incorporate a 25% jittering to the timer values that they
   are using.

6.1.2   Operation of ESs originating multicast PDUs

   The ES originating multicast packets identified by a specific group
   Network address is not required to be a receiver of such packets (and
   thus is not announcing that particular group Network address).  The
   origination of multicast PDUs involves two differences to the
   origination of unicast PDUs.  The two differences are: (1)The
   mechanism for selecting a destination SNPA address and (2)For End
   Systems attached to more than one subnet, the decision on which
   subnet(s) to originate the PDUs.




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RFC 1768                   CLNP Multicasting                  March 1995


   The destination SNPA address used for originating each multicast
   packet depends on whether there is a multicast capable IS attached to
   the subnetworks. When a multicast capable IS is attached, the
   decision depends on whether there is multicast address mapping
   information available for that subnetwork corresponding to the group
   Network address used as the destination address parameter of the
   multicast packet. When there is a multicast capable IS attached to a
   subnetwork and there is multicast address mapping information
   available corresponding to the group Network address, then the SNPA
   address obtained from the multicast address mapping information is
   used.  Originating multicast packets using the destination SNPA
   address used for receiving such multicast packets ensures that the
   multicast packets will not require additional forwarding on the
   originating subnetwork(s). When there is a multicast capable IS
   attached to a subnetwork but for which there is no multicast address
   mapping information available corresponding to the the group Network
   address, then the SNPA address used is the "All Multicast Capable
   Intermediate Systems" address.

   When there is no multicast capable IS attached to a subnetwork then
   the ES originating a multicast PDU uses pre-configured information if
   it is available or the "All Multicast Capable End Systems" SNPA
   address when no pre-configured information is available.

   ES's attached to more than one subnetwork forward each multicast
   packet that they originate onto every attached subnetwork for which
   the NSAP address being used as the source address of the multicast
   packet is actively being reported through the unicast ES-IS Report
   Configuration function.

6.1.3   Operation of the Active Multicast IS

   The Active Multicast IS listens in on all ESGH PDUs originated on the
   subnetwork for which it is serving as the Active Multicast IS. All
   subnetworks are handled independently (even if multiple subnetworks
   have the same ESs attached and the IS is serving as the Active
   Multicast IS for these subnetworks).

   The Active Multicast IS originates MAM PDUs, for all group Network
   addresses for which it has received ESGH PDUs, on the subnetwork due
   to the following operational conditions:

   1)   The IS initializes either as the Active Multicast IS after an
        election with other multicast capable ISs or initializes
        believing it is the only multicast capable IS;

   Note: The determination of such conditions is outside of the scope of
   this specification;



Marlow                                                         [Page 17]

RFC 1768                   CLNP Multicasting                  March 1995


   2)   The IS receives an ESGH PDU with a group Network address paired
        to an incorrect SNPA address;

   3)   The expiration of the IS's Multicast Address Mapping Timer for
        that group Network address; or

   Note: This is to prevent the expiration of Mapping Holding Timers in
   ESs.

   4)   The IS receives a multicast PDU originated on the subnetwork
        which used an incorrect destination SNPA address.

   Note: Of particular concern are those multicast packets using the
   "All Multicast Capable Intermediate Systems" SNPA address when
   another SNPA address should have been used.  In addition the
   multicast capable ISs are responsible for listening in on all
   multicast packets using destination SNPA addresses that are contained
   within the current multicast address mapping information.

   As a result of the event driven conditions (i.e., conditions 2 or 4
   above), the Active Multicast IS sends a MAM PDU with direct
   information (i.e., not needing analysis of the Mask parameters).  The
   Active Multicast IS limits the number of MAM PDUs that are sent out
   per unit of time.  Particular MAM PDUs with direct information will
   not be sent more than once per second.  MAM PDU will be sent in
   response to continuing event driven conditions such that events
   occurring greater than 10 seconds after the issuance of such a MAM
   PDU will result in the issuance of another MAM PDU.

   The Active Multicast IS is responsible for forwarding a multicast
   packet back on the subnetwork it was originated when a multicast
   packet used the "All Multicast Capable Intermediate System" SNPA
   address when another SNPA address should have been used.  A packet
   forwarded back onto the subnetwork the multicast packet was
   originated on will be given a CLNP Lifetime of "1" to prevent the
   continued relaying of duplicate packets by the multicast ISs.

   The further relaying of any multicast packet originated on a
   subnetwork is the responsibility of the multicast routing protocol
   used and is outside the scope of this specification.

6.2     Definitions

   Active Multicast IS: The one multicast capable IS selected (via means
   outside of this specification) to originate Multicast Address Mapping
   information on a particular subnetwork.





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RFC 1768                   CLNP Multicasting                  March 1995


   Paired SNPA Address: The SNPA address associated with a particular
   group Network address on a specific subnetwork.

6.3     Routing information supporting multicast transmission

6.3.1   Multicast Announcement Information

   An IS should forward a multicast PDU containing a particular
   destination group Network address onto a subnetwork to which it is
   attached if and only if one or more of the ESs attached to that
   subnetwork have declared an interest in receiving multicast PDUs
   destined for that group Network address. Multicast announcement
   information enables an IS that supports CLNP multicast to dynamically
   discover, for each subnetwork to which it is attached, the group
   Network addresses for which ESs attached to that subnetwork have
   declared an interest.

   On a point-to-point subnetwork the multicast announcement information
   informs the Network entity, in the case where it is attached to an
   End System, of the group Network addresses for which that End System
   expects to receive multicast PDUs.

   On a broadcast subnetwork the multicast announcement information
   informs the multicast capable Intermediate Systems, of the group
   Network addresses for which ESs attached to that subnetwork expect to
   receive multicast PDUs.

   Note: Intermediate Systems with the optional OSI multicast
   capabilities do receive information identifying the SNPA address of
   ESs on the broadcast network that want PDUs with particular group
   Network addresses as their destination address; however, the critical
   information is which multicast PDUs are needed, not which ESs need
   them.

6.3.2   Multicast Address Mapping Information

   In order to receive multicast packets destined for a particular group
   Network address, an ES may need to associate with the group Network
   address a specific SNPA address.  Multicast address mapping
   information enables an IS to inform ESs that they can receive
   multicast packets destined for a particular group Network address on
   a corresponding specific SNPA address.  In addition, multicast
   address mapping information may provide the specific destination SNPA
   addresses needed by an ES for originating multicast packets.

   Multicast address mapping information is not employed on point-to-
   point subnetworks.




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RFC 1768                   CLNP Multicasting                  March 1995


   Multicast address mapping information is employed on broadcast sub-
   networks to enable multicast capable Intermediate Systems to inform
   the multicast capable End Systems that they can receive, on a
   specific broadcast subnetwork, multicast packets destined for a
   particular group Network address on a corresponding specific SNPA
   address.  In addition multicast address mapping information provides
   the specific destination SNPA address, that corresponds to a
   particular group Network address, for each multicast packet that it
   originates on a specific broadcast subnetwork.

6.4     Addresses

   All exchanges using this protocol are accomplished over a single
   subnetwork. While the control PDU's contain Network addresses (i.e.,
   group Network addresses) actual control PDU transfer is accomplished
   via Subnetwork based group addresses (i.e., group SNPA addresses).
   The following group SNPA addresses are used: (1)All Multicast Capable
   End Systems; (2)All Multicast Announcements; (3)All Multicast Capable
   Intermediate Systems and (4)a group SNPA address corresponding to a
   group Network address

6.5     Timers

   Two additional timers are employed: (1)the Multicast Announcement
   Timer (MAT) and (2)Multicast Address Mapping Timer (MAMT). Old
   multicast announcement or multicast address mapping information shall
   be discarded after the Holding Timer expires to ensure the correct
   operation of the protocol.

6.5.1   Multicast Announcement Timer

   The Multicast Announcement Timer is a local timer (i.e., maintained
   independently by each End System, one timer per group Network
   address) which assists in performing the Report Multicast
   Announcement function. The timer determines how often an End System
   reports its desire to receive multicast PDUs with that group Network
   address as its destination address parameter. Considerations in
   setting this timer are similar to those described for the
   Configuration timer in the ES-IS specification.

6.5.2   Multicast Address Mapping Timer

   The Multicast Address Mapping Timer is a local timer (i.e.,
   maintained independently by an Intermediate System which is actively
   participating with End Systems to transfer multicast PDUs) which
   assists in performing the Report Multicast Address Mapping function.
   The timer determines how often an Intermediate System, actively
   participating with End Systems for the transfer of multicast PDUs,



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RFC 1768                   CLNP Multicasting                  March 1995


   reports the Multicast Address Mapping for a particular group Network
   address. The shorter the Multicast Address Mapping Timer, the more
   quickly End Systems on the subnetwork will become aware of the
   correct address mapping which may change due to the Intermediate
   System becoming available or unavailable. There is a trade off
   between increased responsiveness and increased use of resources in
   the subnetwork and in the End Systems.

6.6     Extensions to the current protocol functions

   In order to support multicast transmissions the following optional
   ES-IS protocol functions will be implemented:

6.6.1   Report Configuration by Intermediate Systems

   All multicast capable Intermediate Systems on a subnetwork shall use
   the Multicast Capable option in all ISH PDUs that they originate.
   This will provide multicast capable End Systems with a way to
   determine that a multicast capable Intermediate System is operating
   on a particular subnetwork.

6.6.2   Query Configuration

   Note: The Query Configuration function cannot be performed to find
   the corresponding SNPA address of a group Network address since the
   addressing information needed is the corresponding group SNPA address
   and not the SNPA address of a particular End System responding. On a
   large broadcast subnetwork, many different Configuration Responses
   could result each incorporating a different End System Address. While
   it is possible to design a Query Configuration for use with
   multicast, this function does not appear to be required given the use
   of the "All Multicast Capable End Systems" address for supplying a
   SNPA address when the group SNPA address is not known.

6.7     Multicast Announcement

6.7.1   Report Multicast Announcement Function by End Systems

   An End System which needs to receive or continue to receive any
   multicast PDUs (i.e., PDUs with group Network addresses as their
   destination address), constructs and transmits ESGH PDUs to inform
   multicast capable Intermediate Systems of the set of group Network
   address destinations for which it wishes to receive PDUs. This may be
   done by constructing ESGH PDUs for each group Network address.
   Alternatively, ESGH PDUs may be constructed which convey information
   about more than one group Network address at a time, up to the limits
   imposed by the permitted SNSDU size and the maximum header size of
   the ESGH PDU. Each ESGH PDU is transmitted by issuing an SN-



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RFC 1768                   CLNP Multicasting                  March 1995


   UNITDATA.Request with the following parameters:

   SN_Userdata (SNSDU) <- ESGH PDU

   SN_Destination _Address <- multi-destination address that indicates
   "All Multicast Announcements"

   If an End System is attached to more than one subnetwork, the
   information about each group Network address desired for receiving on
   a particular subnetwork serving the End System shall be transmitted
   via that subnetwork. It is permissible for an End System to report
   group Network addresses on multiple subnetworks; however, duplicate
   multicast PDUs should be anticipated.

   The Group Address Pair parameter carries a list of Group Network
   Addresses, each paired with its associated SNPA address. This
   information is used by the Active Multicast IS to determine whether a
   Multicast Address Mapping PDU should be emitted to update the
   association between Group Network Addresses and SNPA addresses.

   The Holding Time (HT) field is set to approximately twice the ES's
   Multicast Announcement Timer (MAT) parameter. The value shall be
   large enough so that even if every other ESGH PDU is discarded (due
   to lack of resources), or otherwise lost in the subnetwork, the
   multicast announcement information will still be maintained. The
   value should be set small enough so that Intermediate Systems
   resources are not needlessly consumed when the ES no longer wishes to
   receive PDUs destined to a group Network address.

   Note: When combining multiple group Network addresses in a single
   ESGH PDU, it should be realized that there is a single Holding Time
   parameter associated with all of these addresses.

6.7.1.1  Generating Jitter on Multicast Announcement Timers

   The ES shall apply a 25% jitter to its Multicast Announcement Timer
   (MAT) parameter. When ESGH PDUs are transmitted as a result of timer
   expiration, there is a danger that the timers of individual systems
   may become synchronised. The result of this is that the traffic
   distribution will contain peaks. Where there are a large number of
   synchronised systems, this can cause overloading of both the
   transmission medium and the systems receiving the PDUs. In order to
   prevent this from occurring, all periodic timers, the expiration of
   which can cause the transmission of PDUs, shall have "jitter"
   introduced as defined in the following algorithm.






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RFC 1768                   CLNP Multicasting                  March 1995


           CONSTANT
           Jitter = 25;
           Resolution = 100;

           (* The timer resolution in ms *)
           PROCEDURE Random(max: Integer): Integer;

           (* This procedure delivers a Uniformly distributed random
           integer R such that 0 < R 



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